332
P. Xiang and Y. A. Wang
the issue regarding the Gâteaux differentiability of density functionals [6, 7]. However, the Fréchet differentiability of density functionals remained unresolved until
Lindgren and Salomonson claimed its plausibility recently [8–10]. In this paper, we
reexamine Lindgren and Salomonson’s analysis to gain a better understanding about
the Fréchet differentiability of density functionals in DFT.
Mathematically speaking, a functional is a mapping from a function to a number.
G[f ], a functional of function f (x), can be expressed as f (x) ↦ G[f ]. The differential
of a functional, dG[f , í µí»¿f ], is the part of the difference,
í µí»¿G[f , í µí»¿f ] = G[f + í µí»¿f ] − G[f ] ,
(1)
that depends on í µí»¿f linearly:
dG[f , í µí»¿f ] =
⟨ í µí»¿G
í µí»¿f (x)
í µí»¿f (x)
⟩
,
(2)
where í µí»¿G∕í µí»¿f (x) is the functional derivative of G[f ] with respect to f at point x. For
the sake of brevity, ⟨⋅⟩ is adopted as a shorthand notation for integration throughout
the text.
In DFT, there are two kinds of functional derivative: the Gâteaux derivative and
the Fréchet derivative [6–10]. Following Lindgren and Salomonson [8–10], all the
density functionals are defined on a convex space of densities,
= {í µí¼ | í µí¼ ≥ 0,
√ í µí¼ ∈
1
(
3
)} ,
(3)
where
1
(
3
) is a Sobolev space [5]:
1
(
3
) = {q | q ∈
2
(
3
), í µí»q ∈
2
(
3
)} ,
(4)
and 2 and 3 denote the spaces of square-integrable functions and threedimensional real coordinates, respectively. Rather than the general definitions given
in Appendix 1, we have slightly different definitions for functional differentiability
and functional derivatives [11].
Let G be a functional from to the real numbers. If the limit
dG(í µí¼ 0 ; í µí»¿í µí¼) = lim
í µí»½→0+
G(í µí¼ 0 + í µí»½í µí»¿í µí¼) − G(í µí¼ 0 )
í µí»½
(5)
exists, it is called the Gâteaux differential of G at í µí¼ 0 in the direction í µí»¿í µí¼. If the limit
exists for any í µí»¿í µí¼ such that í µí¼ 0 + í µí»½í µí»¿í µí¼ ∈ , we say G is Gâteaux differentiable at í µí¼ 0 .
Stated in another way, provided the functional G is Gâteaux differentiable at í µí¼ 0 ,
the functional difference upon a density variation, í µí¼ 0 (í µí°«) → í µí¼ 0 (í µí°«) + í µí»½í µí»¿í µí¼(í µí°«), has two
terms,
í µí»¿G[í µí¼ 0 , í µí»½í µí»¿í µí¼] = G[í µí¼ 0 + í µí»½í µí»¿í µí¼] − G[í µí¼ 0 ] = í µí»½dG[í µí¼ 0 , í µí»¿í µí¼] + R[í µí¼ 0 , í µí»½í µí»¿í µí¼] ,
(6)
P. Xiang and Y. A. Wang
the issue regarding the Gâteaux differentiability of density functionals [6, 7]. However, the Fréchet differentiability of density functionals remained unresolved until
Lindgren and Salomonson claimed its plausibility recently [8–10]. In this paper, we
reexamine Lindgren and Salomonson’s analysis to gain a better understanding about
the Fréchet differentiability of density functionals in DFT.
Mathematically speaking, a functional is a mapping from a function to a number.
G[f ], a functional of function f (x), can be expressed as f (x) ↦ G[f ]. The differential
of a functional, dG[f , í µí»¿f ], is the part of the difference,
í µí»¿G[f , í µí»¿f ] = G[f + í µí»¿f ] − G[f ] ,
(1)
that depends on í µí»¿f linearly:
dG[f , í µí»¿f ] =
⟨ í µí»¿G
í µí»¿f (x)
í µí»¿f (x)
⟩
,
(2)
where í µí»¿G∕í µí»¿f (x) is the functional derivative of G[f ] with respect to f at point x. For
the sake of brevity, ⟨⋅⟩ is adopted as a shorthand notation for integration throughout
the text.
In DFT, there are two kinds of functional derivative: the Gâteaux derivative and
the Fréchet derivative [6–10]. Following Lindgren and Salomonson [8–10], all the
density functionals are defined on a convex space of densities,
= {í µí¼ | í µí¼ ≥ 0,
√ í µí¼ ∈
1
(
3
)} ,
(3)
where
1
(
3
) is a Sobolev space [5]:
1
(
3
) = {q | q ∈
2
(
3
), í µí»q ∈
2
(
3
)} ,
(4)
and 2 and 3 denote the spaces of square-integrable functions and threedimensional real coordinates, respectively. Rather than the general definitions given
in Appendix 1, we have slightly different definitions for functional differentiability
and functional derivatives [11].
Let G be a functional from to the real numbers. If the limit
dG(í µí¼ 0 ; í µí»¿í µí¼) = lim
í µí»½→0+
G(í µí¼ 0 + í µí»½í µí»¿í µí¼) − G(í µí¼ 0 )
í µí»½
(5)
exists, it is called the Gâteaux differential of G at í µí¼ 0 in the direction í µí»¿í µí¼. If the limit
exists for any í µí»¿í µí¼ such that í µí¼ 0 + í µí»½í µí»¿í µí¼ ∈ , we say G is Gâteaux differentiable at í µí¼ 0 .
Stated in another way, provided the functional G is Gâteaux differentiable at í µí¼ 0 ,
the functional difference upon a density variation, í µí¼ 0 (í µí°«) → í µí¼ 0 (í µí°«) + í µí»½í µí»¿í µí¼(í µí°«), has two
terms,
í µí»¿G[í µí¼ 0 , í µí»½í µí»¿í µí¼] = G[í µí¼ 0 + í µí»½í µí»¿í µí¼] − G[í µí¼ 0 ] = í µí»½dG[í µí¼ 0 , í µí»¿í µí¼] + R[í µí¼ 0 , í µí»½í µí»¿í µí¼] ,
(6)
